金融英语基础辅导:Opening Accounts开户
文章作者 100test 发表时间 2008:05:28 10:55:46
来源 100Test.Com百考试题网
Due Diligence来源:100Test The process of getting sufficient information about a potential customer to determine their investment suitability.
尽职调查来源:100Test 取得某一潜在客户的充足信息以确定投资是否合适的过程。
“Know Your Customer” Rule来源:100Test Suitable recommendations must be made to a customer based on information obtained when the customer opens an account.
“了解客户”规则来源:100Test 必须基于客户开户时取得的信息向客户进行合适的推介。
Hypothecation Agreement来源:100Test Allows a brokerage to use securities in an account as collateral when providing loans. Must be signed when opening a margin account.
担保契约协议来源:100Test 当提供贷款时允许经纪公司将账户内的证券作为抵押品。必须在开设空白账户时签署。
Discretionary Account来源:100Test An account which allows a broker to act without the consen 下一页:阅读《金融英语基础辅导:Opening Accounts开户》的全文
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