金融英语基础辅导：Securities Brokerage证券经纪公司
文章作者 100test 发表时间 2008:05:28 10:56:12
来源 100Test.Com百考试题网
A securities brokerage is a company which acts as an intermediary for clients wishing to buy and sell different types of securities. These securities may include stocks, bonds, mutual funds, or derivatives such as options and futures. An employee of a securities brokerage who markets the products and investment advice of a brokerage firm is called a registered representative or account executive. A brokerage is composed of many different departments. These departments include but are not limited to: retail, institutional, trading, research and analysis, investment banking, and compliance. Brokerage activities in the U.S. are regulated by the SEC, the NASD, and the exchanges on which they do business. Many brokerage firms are members of those same exchanges.
来源：100Test
证券经纪公司是作为中间人为客户买卖不同类型证券的公司。这些证券可能包括股票、债券、共同基金或衍生工具如期权和期货。在证券经纪公司里营销产品和投资建议的员工称为证券经纪人或业务经纪人。证券经纪公司包含很多部�
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