中级金融法律辅导：１９３３年证券法

文章作者 100test 发表时间 2007:11:17 13:17:13
来源 100Test.Com百考试题网

　　　　英文： Securities Act of 1933
5. The term "Commission" means the Securities and Exchange Commission.

6. The term "Territory" means Puerto Rico, the Virgin Islands, and the insular possessions of the United States.

7. The term "interstate commerce" means trade or commerce in securities or any transportation or communication relating thereto among the several States or between the District of Columbia or any Territory of the United States and any State or other Territory, or between any foreign country and any State, Territory, or the District of Columbia, or within the District of Columbia.

8. The term "registration statement" means the statement provided for in section 6 of this title, and includes any amendment thereto and any report, document, or memorandum filed as part of such statement or incorporated therein by reference.

9. The term "write" or "written" shall include printed, lithographed, or any means of graphic communication.


　　　　　中文：《１９３３年证券法》

（５）"委员会"系指联邦贸易委员会。

（６）"准州"系指波多黎各、菲律宾群岛，巴拿马运河区、维尔京群岛，以及合众国的海岛属地。

（７）"州际贸易"是指在几个州之间或哥伦比亚特区或美国任一准州与任一州或另一准州之间，或外国与任何州、准州或哥伦比亚特区之间，或在哥伦比亚特区内的证券交易或贸易及与其有关的运输和通讯。

（８）"注册报告书"是指在第６节中规定的报告书，包括对其的任何修订，以及作为该报告书一部分或作为参考资料附入该报告书的任何报告、文件或备忘录。

（９）"书写"或"书面"应指印制、印刷或任何书写的通讯手段。